Brendan C. Canavan is a Registered Representative of and offers
securities products & services through Royal Alliance Associates,
Inc. Member FINRA/SIPC, a registered broker-dealer. In this regard,
this communication is strictly intended for individuals residing in
the states of New Jersey, Pennsylvania, Maryland, Virginia & Florida.
No offers may be made or accepted from any resident outside the specific
states referenced.
IMPORTANT CONSUMER INFORMATION:
A broker-dealer, investment adviser, BD agent, or IA rep may only
transact business in a state if first registered, or is excluded
or exempt from state broker-dealer, investment adviser, BD agent
or IA rep registration requirements, as appropriate. Follow-up,
individualized responses to persons in a state by such a firm or
individual that involve either effecting or attempting to effect
transactions in securities, or rendering of personalized investment
advice for compensation, will not be made without first complying
with the appropriate registration requirement, or an applicable
exemption or exclusion.
For information concerning the licensing status or disciplinary
history of broker-dealer, investment adviser, BD agent, or IA rep,
a consumer should contact his or her state securities law administrator.